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SEC Rule 10b-5
Results: 780

#	Item
591	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 12, 2013 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-12-12 15:55:18 73rd United States Congress Financial system Financial regulation Financial services Securities Exchange Act Securities and Exchange Commission Securities Act Regulation D SEC Rule 10b-5 United States securities law United States Securities and Exchange Commission Financial economics
592	[removed]CV U NITED S TATES C OURT OF A PPEALS FOR THE S ECOND C IRCUIT ______________________________________________ S ECURITIES AND E XCHANGE C OMMISSION, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-10-08 14:17:15 Fiduciary Citation signal Insider trading José A. Cabranes Corporate law in the United States Law SEC Rule 10b-5 United States securities law
593	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]December 27, 2012 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-27 13:49:13 U.S. Securities and Exchange Commission SEC Rule 10b-5 Barbara Jane Liskov Securities Exchange Act Financial regulation Computing United States United States securities law 76th United States Congress Investment Advisers Act
594	IN THE UNITED STATES DISTWICT COURT FOR THE EASTERY DISTMCT OF PENNSYLVANIA SECLWTIEE AND EXCHANGE COMPAISSTOBJ, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-15 12:20:30 SEC Rule 10b-5 Short Securities and Exchange Commission Financial economics Finance Business Financial regulation Short selling United States securities law
595	SEC Complaint: Brett A. Cohen and David V. Myers Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-08 18:03:16 Economics Investment Microarrays Sequenom Corruption Insider trading SEC Rule 10b-5 Securities Exchange Act Stock trader Stock market United States securities law Financial economics
596	SEC Complaint: Recycle Tech, Ronny Halperin, Ryan Gonzalez, OTC Solutions LLC, Anthony Thompson, Pudong LLC, David Rees, and Jay Fung Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-05-02 13:25:38 Financial economics 73rd United States Congress United States Securities and Exchange Commission Investment Finance Securities regulation in the United States Securities Act SEC Rule 10b-5 Securities Exchange Act United States securities law Stock market Law
597	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]December 27, 2012 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-27 16:39:15 United States securities law Financial services 76th United States Congress Registered Investment Advisor Investment Advisers Act U.S. Securities and Exchange Commission Hedge fund Securities Act SEC Rule 10b-5 Financial economics Investment Finance
598	Administrative Proceeding: David E. Ruskjer Add to Reading List Source URL: www.sec.gov Language: English - Date: 2012-12-20 15:22:39 Financial regulation Securities Exchange Act Securities Act SEC Rule 10b-5 U.S. Securities and Exchange Commission United States Government United States securities law United States Securities and Exchange Commission 73rd United States Congress
599	Opinion of the Commission: John P. Flannery and James D. Hopkins Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-07-18 09:21:34 Subprime mortgage crisis Securities Act SEC Rule 10b-5 U.S. Securities and Exchange Commission Financial economics Financial system United States securities law Securities regulation in the United States Financial regulation
600	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]September 6, 2011 ACCOUNTING AND AUDITING ENFORCEMENT Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-09-06 16:50:23 SEC Rule 10b-5 Generally Accepted Accounting Principles Financial regulation Government Financial economics United States securities law Securities Exchange Act U.S. Securities and Exchange Commission

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